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John Arthur Henningfield

Cetera Investment Advisers LLC

Wauwatosa, WI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2014-01-21
  • WI RA
    APPROVED
    Since 2014-01-21

Branch Locations

2290 N Mayfair Road, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Equitable Bank Hales Corner WI 06/2003 Present
Cetera Investment Services St. Cloud MN 01/2006 Present
Cetera Investment Advisers Llc Wauwatosa WI 01/2014 Present
  • 06/2003 → Present
    The Equitable Bank
    Hales Corner, WI
  • 01/2006 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Wauwatosa, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-30
S63 Uniform Securities Agent State Law Examination 2004-02-27
  • S65 Uniform Investment Adviser Law Examination
    2011-09-30
  • S63 Uniform Securities Agent State Law Examination
    2004-02-27
Other Names
  • John A Henningfield

View on SEC IAPD

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AFFILIATED FINANCIAL ADVISORS INC
PACKERLAND BROKERAGE SERVICES, INC.
HARBOUR INVESTMENTS, INC.
J. W. COLE ADVISORS, INC.
ASSOCIATED INVESTMENT SERVICES, INC.

Other Investors

FRANK ANTHONY MULARZ III
Alicia Brooke Lantz
Andrew Lee Kroll
Edward August Behling
David Edward Koehler
DANIEL JOSEPH MATOLA
BRIAN ARTHUR JANECKE
JASON VERN VOELKER

Other Offices

LPL FINANCIAL LLC · WAUWATOSA, WI
U.S. BANCORP ADVISORS, LLC · Wauwatosa, WI
CURI CAPITAL, LLC · Milwauikee, WI
AFFILIATED FINANCIAL ADVISORS INC · MILWAUKEE, WI
PACKERLAND BROKERAGE SERVICES, INC. · WAUWATOSA, WI
HARBOUR INVESTMENTS, INC. · MILWAUKEE, WI
AFFILIATED FINANCIAL ADVISORS INC · MILWAUKEE, WI
J. W. COLE ADVISORS, INC. · Wauwatosa, WI

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