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Shawn Kevin Kennedy

LPl Enterprise, LLC

Solon, OH

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14

Branch Locations

6370 Som Center Road Suite 205, Solon, OH 44139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Solon OH 11/1990 Present
Pruco Securities, Llc. Solon OH 11/1990 11/2024
Lpl Enterprise, Llc Solon OH 11/2024 Present
Previous Registrations
  • 2001-08-08 → 2024-11-14
    Mayfield Hts, OH
    Mayfield Heights, OH
    Solon, OH
    Mayfield Heights, OH
Other Businesses

1- 11/01/2024 - Coach Sams scholars - Non-Profit Board Member - Not Investment Related - Beachwood, OH - Start Date 03/01/2010 - 2 hours per month/ 1 hour during trading 2- 05/29/2026 - Kennedy Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) -Start Date 01/10/2012 - 25 hours per month/ 20 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-06
  • S66 Uniform Combined State Law Examination
    2001-06-06

View on SEC IAPD

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