Kerry P Cochran

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-17
NJ	RA	APPROVED	2007-05-29

NY RA
APPROVED

Since 2021-08-17
NJ RA
APPROVED

Since 2007-05-29

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

Paramus, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	New York	NY	05/2007	Present

05/2007 → Present

Citigroup Global Markets Inc.

New York, NY

Previous Registrations

2006-08-08 → 2007-05-29

Citicorp Investment Services

New York, NY

Other Businesses

OA name: 12 Coral Place Long Branch, NJ 07740, Nature: Property rental. Rental income (Investment-related: Yes, Location: Long Branch, NJ, started 05/01/2026), Title: Joint owner (with spouse) of property, Duties: Maintain and property upkeep. Collecting rental income from renting the property, Hours: (0 during trading hours/month, 1-5 during non-trading hours/month).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-13
S63	Uniform Securities Agent State Law Examination	1991-02-06

S66 Uniform Combined State Law Examination

2023-11-13
S63 Uniform Securities Agent State Law Examination

1991-02-06

Designations

Certified Financial Planner

Other Names

Kerry Patrick Cochran

View on SEC IAPD