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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

1836 West Virginia Suite 205, Mckinney, TX 75069 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Austin TX 12/1990 Present
Metlife Securities Inc. Austin TX 12/1990 Present
Mml Investors Services, Llc Mckinney TX 03/2017 Present
  • 12/1990 → Present
    Metropolitan Life Insurance Company
    Austin, TX
  • 12/1990 → Present
    Metlife Securities Inc.
    Austin, TX
  • 03/2017 → Present
    Mckinney, TX
Previous Registrations
  • 1991-02-25 → 2017-03-25
    Msi Financial Services, Inc.
    Plano, TX
    Sherman, TX
    Mckinney, TX
    Mckinney, TX
    Dallas, TX
Other Businesses

1) NAME: THE THOMPSON INVESTMENT GROUP INV REL: Y ADD: 1836 W. VIRGINIA PARKWAY, SUITE 205 MCKINNEY TX 75069 NATURE: NONMMLIA - INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, FIXED ANNUITIES POSITION: SALES, AGENT START DATE: 01/01/2002 No. HR/MO: 40. No. HR/MO DURING SEC TRADING: 40. (2) NAME: LAUREL CREEK HOME OWNERS ASSOCIATION INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: TREASURER OF HOA POSITION: TREASURER START DATE: 02/07/2023 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: REPORT TO MEMBERS PRIOR YEARS FINANCES. INVOICE MEMBERS THEIR ANNUAL HOA DUES. COLLECT AND TRACK REMITTANCES. NOTIFY PAST DUE MEMBERS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-02-15
  • S63 Uniform Securities Agent State Law Examination
    1991-02-15
Other Names
  • Richard Mark Thompson
  • Rich Thompson

View on SEC IAPD

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