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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2021-12-15 |
| NE | RA | APPROVED | 2018-03-26 |
| WY | RA | APPROVED | 2017-07-19 |
| TX | RA | APPROVED_RES | 2013-02-26 |
| CO | RA | APPROVED | 2004-02-03 |
Branch Locations
921 Walnut St, Boulder, CO 80302 • United States
10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States
301 S 12Th St, Lincoln, NE 68508 • United States
13321 California St, Omaha, NE 68154 • United States
Polson, MT • United States
Lakewood, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Denver | CO | 07/1992 | Present |
I*5503270, Entity Type: , Name of OBA: Mission Valley Townhomes, Address: Polson, Montana, 59860, Investment Related: N, Position, Title, Association: Sub Association Representative, Employee Start Date: 09/01/2026, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I will serve in the role of Sub Association Representative, representing the 4 townhome owners in this HOA. The townhomes are located within the larger Mission Bay HOA, which is managed by CARAS Property Management in Polson, MT. CARAS also manages our sub-HOA for the townhomes. My only responsibility is in conjunction with CARAS to communicate important updates to the 4 owners, and also with assistance from CARAS to review the sub-HOA budget for the upcoming year. HOA for 4 townhomes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-12 |
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