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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-17 |
| CA | RA | APPROVED | 2002-05-28 |
Branch Locations
3010 Old Ranch Parkway Suite 470, Seal Beach, CA 90740-2760 • United States
Cypress, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Long Beach | CA | 03/2008 | Present |
Name of Entity: Naj Consulting Address of Business: 6123 Lawrence Street Cypress CA 90630 Business Description: Consulting for privated developers Projected Start Date - 04/01/2016 Projected End Date -No anticipated end date Business is not investment related Capacity - Active owner Duties Performed - Consulting with private developers about the entitlement process 8-20 hours devoted to this OBA per month 0 hours devoted during security trading hours per month Name of Entity: Boys and Girls Club of Cypress Address of Business: 10161 Moody Street Cypress CA 90630 Business Description: Youth Support Group Projected Start Date - 01/01/2006 Projected End Date -No anticipated end date Business is not investment related Capacity - Board of Directors Duties Performed - Board of Director duties 10 hours devoted to this OBA per month 10 hours devoted during security trading hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-21 |
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