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Randy Allen Lakes

LPl Financial LLC

La Plata, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-05-01
  • MD RA
    APPROVED
    Since 2025-05-01

Branch Locations

305 Centennial St Ste C, La Plata, MD 20646 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grove Point Investments, Llc Rockville MD 11/2003 05/2025
Rlmm Enterprises, Llc Waldorf MD 06/2006 07/2019
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc La Plata MD 05/2025 Present
  • 11/2003 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 06/2006 → 07/2019
    Rlmm Enterprises, Llc
    Waldorf, MD
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 05/2025 → Present
    La Plata, MD
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Rockville, MD
    Laplata, MD
    Rockville, MD
  • 2003-11-26 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Waldorf, MD
    La Plata, MD
  • 1996-01-01 → 2003-12-17
    Ifg Advisory Services Inc
    Waldorf, MD
Other Businesses

1. 05/2025- Lakes Investment Solutions Group, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2023- 125 Hours Per Month- 115 Hours Per Month 2. 05/2025- Lakes Investment Solutions Group- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 05/02/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-19
S63 Uniform Securities Agent State Law Examination 1990-12-14
  • S65 Uniform Investment Adviser Law Examination
    1999-01-19
  • S63 Uniform Securities Agent State Law Examination
    1990-12-14
Other Names
  • Randy Allen Lakes

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