Randy Allen Lakes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 06/2006 → 07/2019
  Rlmm Enterprises, Llc
  Waldorf, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  La Plata, MD

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Laplata, MD
  Rockville, MD
• 2003-11-26 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  Waldorf, MD
  La Plata, MD
• 1996-01-01 → 2003-12-17
  Ifg Advisory Services Inc
  Waldorf, MD

Other Businesses

1. 05/2025- Lakes Investment Solutions Group, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2023- 125 Hours Per Month- 115 Hours Per Month 2. 05/2025- Lakes Investment Solutions Group- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 05/02/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-19
• S63 Uniform Securities Agent State Law Examination
  1990-12-14

Other Names

• Randy Allen Lakes