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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-16 |
| IN | RA | APPROVED | 2026-02-12 |
Branch Locations
11611 N Meridian St Ste 600, Carmel, IN 46032-7118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Indianapolis | IN | 09/2017 | 09/2018 |
| Esg Security | Indianapolis | IN | 10/2016 | 09/2017 |
| David A Noyes & Co. | Indianapolis | IN | 10/2018 | 10/2019 |
| Column Capital Advisors, Llc | Indianapolis | IN | 10/2019 | 10/2021 |
| First Allied Securities, Inc. | San Diego | CA | 10/2021 | 09/2022 |
| First Allied Advisory Services, Inc. | Schaumburg | IL | 10/2021 | 09/2022 |
| Cetera Advisors Llc | Indianapolis | IN | 09/2022 | 06/2025 |
| Raymond James & Associates, Inc. | Carmel | IN | 02/2026 | Present |
| Unemployed | Greenfield | IN | 07/2025 | 01/2026 |
(1)Name of Business: Address: 217 Baldwin Street, Greenfield, IN, 46140, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/01/2003 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord responsibilities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-01 |
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