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Keith Alan Golden

Mutual Trust Asset Mgmt., Inc.

West Palm Beach, FL

Tampa, FL

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Current Employers
Mutual Trust Asset Mgmt., Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-06
  • FL RA
    APPROVED
    Since 2024-12-06

Branch Locations

500 Australian Ave Suite 536, West Palm Beach, FL 33401 • United States

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Brokerage Services Incq Boynton Beach FL 04/2009 12/2018
Summit Financial Group Inc Boynton Beach FL 04/2009 12/2018
Mutual Trust Company Of America Securities Clearwater FL 01/2019 09/2024
Calton & Associates, Inc. Tampa FL 10/2024 Present
Mutual Trust Asset Management, Inc. Tampa FL 11/2022 Present
  • 04/2009 → 12/2018
    Summit Brokerage Services Incq
    Boynton Beach, FL
  • 04/2009 → 12/2018
    Summit Financial Group Inc
    Boynton Beach, FL
  • 01/2019 → 09/2024
    Mutual Trust Company Of America Securities
    Clearwater, FL
  • 10/2024 → Present
    Calton & Associates, Inc.
    Tampa, FL
  • 11/2022 → Present
    Mutual Trust Asset Management, Inc.
    Tampa, FL
Previous Registrations
  • 2023-01-05 → 2024-10-28
    Mutual Trust Asset Mgmt., Inc.
    Boynton Beach, FL
    Tampa, FL
  • 2009-07-17 → 2018-12-31
    Summit Financial Group Inc
    Boynton Beach, FL
  • 2006-09-25 → 2009-04-30
    Osaic Services, Inc.
    Boynton Beach, FL
  • 1997-10-31 → 2004-05-18
    A. G. Edwards & Sons, Inc.
    Boynton Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-27
S65 Uniform Investment Adviser Law Examination 2004-10-27
S63 Uniform Securities Agent State Law Examination 1994-05-19
  • S66 Uniform Combined State Law Examination
    2022-10-27
  • S65 Uniform Investment Adviser Law Examination
    2004-10-27
  • S63 Uniform Securities Agent State Law Examination
    1994-05-19

View on SEC IAPD

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Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
UBS FINANCIAL SERVICES INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL

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