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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-03-06
TX RA APPROVED 2024-03-05
  • NM RA
    APPROVED
    Since 2024-03-06
  • TX RA
    APPROVED
    Since 2024-03-05

Branch Locations

5290 Mcnutt Rd. Suite 107, Santa Teresa, NM 88008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Santa Teresa NM 06/2006 Present
Sunny Sheilds Insurance Agency Santa Teresa NM 07/2006 Present
State Farm Investment Management Corp. Santa Teresa NM 08/2018 06/2019
State Farm Investment Management Corp Santa Teresa NM 03/2024 Present
Other Businesses

1) El Paso High Cheer Booster Club; non-investment-related; 800 E Schuster Ave, EL Paso, TX 79902; Association/Committee/Council; Board Member; President; 08/15/2022; 10; 0; Duties. 2) Center for Children; non-investment-related; 2200 N. Stevens St, El Paso, TX 79930; Empower youth; board member; 1/27/2021; 1; 1; none. 3) Sunny Shields's Insurance Agency; Insurance Agency; Investment-related; 5290 McNutt Rd, Ste 107, Santa Teresa, NM 88008-9648; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 07/01/2006; 80; 80; Service customers and supervise employees 4) A Mountain Baseball League; Non-Investment Related; 2700 Missouri Ste 3 Las Cruces, NM 88011; Other; Director; None; 02/13/2026; helps with the baseball league

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-10-22
  • S63 Uniform Securities Agent State Law Examination
    2005-10-22
Designations
  • Chartered Financial Consultant
Other Names
  • Sunny Rae Harrison

View on SEC IAPD

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