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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2022-05-18
TX RA APPROVED 2022-05-18
  • NM RA
    APPROVED
    Since 2022-05-18
  • TX RA
    APPROVED
    Since 2022-05-18

Branch Locations

5050 N Desert Blvd, El Paso, TX 79912 • United States

3791 E Lohman, Las Cruces, NM 88011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 02/2011 Present
Cuna Brokerage Services, Inc. Waverly IA 02/2011 Present
Lpl Financial Llc Las Cruces NM 05/2022 Present
  • 02/2011 → Present
    Cuna Mutual Group
    Waverly, IA
  • 02/2011 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Las Cruces, NM
Previous Registrations
  • 2011-02-14 → 2022-05-18
    Cuna Brokerage Services, Inc.
    El Paso, TX
    El Paso, TX
    Las Cruces, NM
    Las Cruces, NM
    El Paso, TX
  • 2010-04-08 → 2010-09-24
    St Johns Wealth Management
    El Paso, TX
  • 2010-04-06 → 2010-04-08
    Bbva Compass Investment Solutions, Inc
    El Paso, TX
  • 2009-03-18 → 2010-02-17
    Wells Fargo Investments, Llc
    El Paso, TX
Other Businesses

1. 05-18-2022-FirstLight Insurance, Retirement & Investment Services- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-16
  • S66 Uniform Combined State Law Examination
    2009-03-16

View on SEC IAPD

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