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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-11-04
TX RA APPROVED 2025-09-15
  • CO RA
    APPROVED
    Since 2025-11-04
  • TX RA
    APPROVED
    Since 2025-09-15

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

5024 Doniphan Dr Suite #4, El Paso, TX 79932 • United States

5024 Doniphan Dr Suite#4, El Paso, TX 79932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blue Cross Blue Shield El Paso TX 01/2003 Present
Aetna El Paso TX 05/2003 Present
Hilltop Securities Independent Network Inc. El Paso TX 10/2018 09/2025
Lpl Financial Llc El Paso TX 09/2025 Present
  • 01/2003 → Present
    Blue Cross Blue Shield
    El Paso, TX
  • 05/2003 → Present
    Aetna
    El Paso, TX
  • 10/2018 → 09/2025
    Hilltop Securities Independent Network Inc.
    El Paso, TX
  • 09/2025 → Present
    El Paso, TX
Previous Registrations
Other Businesses

1.09/15/2025; Sale Health Insurance; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 11/01/2018; 4hrs/mth; 1hrs during trading 2.09/15/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Sunsets Financial Services, INC.; Investment Related; at Reported Business Location(s); Start Date 09/17/2025; 35hrs/mth; 7hrs during trading 3.10/09/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Sunsets Financial Wealth Management Inc.; Investment Related; at Reported Business Location(s); Start Date 10/07/2025; 40hrs/mth; 40hrs during trading 4.08/28/2026; Core Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/27/2026; 1hrs/mth; 1hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-29
S63 Uniform Securities Agent State Law Examination 2002-07-01
  • S66 Uniform Combined State Law Examination
    2019-07-29
  • S63 Uniform Securities Agent State Law Examination
    2002-07-01
Other Names
  • Ecklyn Rhaelan Spates
  • Ecklyn Rhaelan Spates

View on SEC IAPD

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