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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2003-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Evansville | IN | 05/1991 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2009 | Present |
100% OWNER OF COX FARM OPERATIONS LLC, NON-INVESTMENT RELATED, WHITE COUNTY, IL, FARMING, 08/2013, 20-30 HOURS PER MONTH, MANAGEMENT OF BUSINESS AND PLANTING CROPS OWNS FARM WHICH A TENANT MANAGES AND GROWS CORN, SOYBEANS, AND WHEAT. REP RECEIVES % OF CROP SALES AND PROVIDES % OF CROP EXPENSES. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-14 |
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