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William Blaine Smith

Blaine Capital, LLC

New York, NY

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Current Employers
Blaine Capital, Llc

48 Wall Street Suite 1100, New York, NY 10005 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-05
  • NY RA
    APPROVED
    Since 2022-01-05

Branch Locations

48 Wall Street Suite 1100, New York, NY 10005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gray Wolf Capital Management, Llc Stamford CT 05/2016 Present
  • 05/2016 → Present
    Gray Wolf Capital Management, Llc
    Stamford, CT
Previous Registrations
  • 2016-06-22 → 2021-12-31
    Blaine Capital, Llc
    New York, NY
  • 2015-12-10 → 2016-06-21
    Kelleher Financial Advisors, Llc
    New York, NY
  • 2015-01-09 → 2015-12-31
    Sam Advisors, Llc
    New York, NY
  • 2005-01-06 → 2014-12-31
    Sam Advisors, Llc
    New York, NY
  • 2003-10-15 → 2005-06-22
    Smith Asset Management, Inc.
    New York, NY
    New York, NY
    Crestwood, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-06
S63 Uniform Securities Agent State Law Examination 1992-07-23
  • S65 Uniform Investment Adviser Law Examination
    1992-08-06
  • S63 Uniform Securities Agent State Law Examination
    1992-07-23
Other Names
  • Bill Smith

View on SEC IAPD

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