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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-16 |
| LA | RA | APPROVED | 2016-03-14 |
| OH | RA | APPROVED | 2013-08-15 |
Branch Locations
89 First St, Hudson, OH 44236 • United States
Hudson, OH • United States
Windermere, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hudson | OH | 06/2013 | Present |
| Stratos Wealth Partners, Ltd | Hudson | OH | 08/2013 | Present |
(1) 10/28/2011 - Stratos Wealth Partners, Ltd. - Non-Variable Insurance - Inv Related - At Reported Business Location(s) (2) 06/04/2013 - Stratos Wealth Partners, LTD - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) (3) 06/04/2013 - Non-Variable Insurance - At Reported Business Location(s) - Inv Related (4) 06/04/2013 - Cavu Financial LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) (5) 8/22/2013 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 08/2013 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 08/2013. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 10/08/2013 - Notary - STATE OF OHIO - Not Inv Related (7) 6/21/2019 - First & Main Financial, LLC - Not investment related - Home based - Business Entity For Tax/Investment Purposes Only - Start date: 11/30/2018 1 hr/mo - 0 hrs during trading. (8) 06/11/2025 - ACSIA Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance -Start Date:03/26/2025 - 1 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-24 |
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