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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-16
LA RA APPROVED 2016-03-14
OH RA APPROVED 2013-08-15
  • TX RA
    APPROVED_RES
    Since 2016-03-16
  • LA RA
    APPROVED
    Since 2016-03-14
  • OH RA
    APPROVED
    Since 2013-08-15

Branch Locations

89 First St, Hudson, OH 44236 • United States

Hudson, OH • United States

Windermere, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hudson OH 06/2013 Present
Stratos Wealth Partners, Ltd Hudson OH 08/2013 Present
Previous Registrations
  • 2005-03-31 → 2007-02-15
    Keybanc Capital Markets Inc.
    Hudson, OH
    Cleveland, OH
    Hudson, OH
Other Businesses

(1) 10/28/2011 - Stratos Wealth Partners, Ltd. - Non-Variable Insurance - Inv Related - At Reported Business Location(s) (2) 06/04/2013 - Stratos Wealth Partners, LTD - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) (3) 06/04/2013 - Non-Variable Insurance - At Reported Business Location(s) - Inv Related (4) 06/04/2013 - Cavu Financial LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) (5) 8/22/2013 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 08/2013 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 08/2013. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 10/08/2013 - Notary - STATE OF OHIO - Not Inv Related (7) 6/21/2019 - First & Main Financial, LLC - Not investment related - Home based - Business Entity For Tax/Investment Purposes Only - Start date: 11/30/2018 1 hr/mo - 0 hrs during trading. (8) 06/11/2025 - ACSIA Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance -Start Date:03/26/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-24
  • S66 Uniform Combined State Law Examination
    2005-03-24
Other Names
  • Fred Cook
  • Frederick T Cook

View on SEC IAPD

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