Frederick Thomas Cook

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Lpl Financial Llc
  Hudson, OH
• 08/2013 → Present
  Stratos Wealth Partners, Ltd
  Hudson, OH

Previous Registrations

• 2005-03-31 → 2007-02-15
  Keybanc Capital Markets Inc.
  Hudson, OH
  Cleveland, OH
  Hudson, OH

Other Businesses

(1) 10/28/2011 - Stratos Wealth Partners, Ltd. - Non-Variable Insurance - Inv Related - At Reported Business Location(s) (2) 06/04/2013 - Stratos Wealth Partners, LTD - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) (3) 06/04/2013 - Non-Variable Insurance - At Reported Business Location(s) - Inv Related (4) 06/04/2013 - Cavu Financial LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) (5) 8/22/2013 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 08/2013 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 08/2013. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 10/08/2013 - Notary - STATE OF OHIO - Not Inv Related (7) 6/21/2019 - First & Main Financial, LLC - Not investment related - Home based - Business Entity For Tax/Investment Purposes Only - Start date: 11/30/2018 1 hr/mo - 0 hrs during trading. (8) 06/11/2025 - ACSIA Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance -Start Date:03/26/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-24

Other Names

• Fred Cook
• Frederick T Cook