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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-11-01
  • WA RA
    APPROVED
    Since 2012-11-01

Branch Locations

34024 Hoyt Rd. Sw, Federal Way, WA 98023 • United States

330 Union Avenue Se, Olympia, WA 98501-1324 • United States

575 Trosper Rd Sw, Ste 104, Tumwater, WA 98512 • United States

1121 Ne 45Th St Ste 100, Seattle, WA 98105 • United States

405 Se Bishop Blvd Suite 1, Pullman, WA 99163 • United States

1500 Ne Terrell Mall, Pullman, WA 99163 • United States

1725 Nw Louisiana Ave, Chehalis, WA 98532 • United States

1400 Lakeside Court, Ste 101, Yakima, WA 98902 • United States

100 N Main Street, Ellensburg, WA 98926 • United States

17526 Meridian Ave E, Puyallup, WA 98375 • United States

4245 Martin Way E, Olympia, WA 98516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Washington State Employees Credit Union Olympia WA 10/2012 Present
Lpl Financial Llc Olympia WA 11/2012 Present
  • 10/2012 → Present
    Washington State Employees Credit Union
    Olympia, WA
  • 11/2012 → Present
    Olympia, WA
Previous Registrations
  • 2012-11-21 → 2024-12-18
    Wsecu Investment Management
    Olympia, WA
    Puyallup, WA
    Everett, WA
    Chehalis, WA
    Spokane, WA
    Olympia, WA
    Yakima, WA
    Spokane Valley, WA
    Seattle, WA
    Tumwater, WA
    Ellensburg, WA
    Olympia, WA
    Lakewood, WA
    Medical Lake, WA
    Olympia, WA
    Federal Way, WA
    Seattle, WA
    Tumwater, WA
    Pullman, WA
    Pullman, WA
    Bellevue, WA
  • 2011-08-17 → 2012-10-25
    Cetera Wealth Services, Llc
    Vancouver, WA
    Vancouver, WA
    Vancouver, WA
    Washougal, WA
Other Businesses

(1) 11/20/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name WSECU Investment Services - Investment Related - At Reported Business Location(s) - Start Date 11/29/2024 - 0 Hours Per Month/ During Trading (2) 09/23/2025- WSECU Insurance Services- Non-Variable Insurance DBA- INV Related- At Reported Business Location(s)- Start date 01/01/2024- 10 Hours Per Month- 5 Hours during Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-05
S63 Uniform Securities Agent State Law Examination 1990-12-18
  • S66 Uniform Combined State Law Examination
    2011-08-05
  • S63 Uniform Securities Agent State Law Examination
    1990-12-18

View on SEC IAPD

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