Neill Grant Simmons

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-04-03

CA RA
APPROVED

Since 2015-04-03

Branch Locations

6303 Owensmouth Ave, 10Th Fl Ste 1023, Woodland Hills, CA 91367 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Woodland Hills	CA	04/2015	Present

04/2015 → Present

Lpl Financial Llc

Woodland Hills, CA

Previous Registrations

2009-06-01 → 2015-04-14

Morgan Stanley

Woodland Hills, CA
1997-07-08 → 2009-06-01

Citigroup Global Markets Inc.

Woodland Hills, CA

Woodland Hills, CA

Other Businesses

1. 4/2/2015 - No Business Name - Investment Related - Home Based & Los Angeles, CA 90045-5207 - Real Estate Rental - Started 01/01/2009 - 3 Hours Per Month. 2. 4/2/2015 - No Business Name - Investment Related - Home Based & Panorama City, CA 91402-6537 - Real Estate Rental - Started 01/01/1990 - 3 Hours Per Month. 3. 4/2/2015 - No Business Name - Investment Related - Home Based & North Hollywood, CA 91601-2614 - Real Estate Rental - Started 01/01/2014 - 3 Hours per Month.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-12-26

S63 Uniform Securities Agent State Law Examination

1990-12-26

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

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