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Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-11-08 |
Branch Locations
Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc. | St. Paul | MN | 10/1990 | 11/2017 |
| Minnesota Life Insurance Company | St. Paul | MN | 07/1990 | 11/2017 |
| Gcg Financial, Llc | Deerfield | IL | 01/2015 | Present |
| Triad Advisors, Inc. | Norcross | GA | 11/2017 | 08/2024 |
| Alera Investment Advisors, Llc | Deerfield | IL | 11/2017 | Present |
| Osaic Wealth, Inc. | Deerfield | IL | 08/2024 | Present |
1) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;7/1990;varies;varies;provide fixed business to clients-ltc,property casualty ins,disability insurance,group benefits 2)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;advisor;7/1990;40 hrs/month;6.5 hrs during trading;dba 3)Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;RIA;advisor;11/2017;40 hrs/month;6.5 hrs during trading;offering investment advisory business to clients,including financial planning and retirement plan services 4)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;advisor;1/1/2018;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-06 |
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