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Current Employers
Alera Investment Advisors, Llc

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-11-08
  • IL RA
    APPROVED
    Since 2017-11-08

Branch Locations

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 10/1990 11/2017
Minnesota Life Insurance Company St. Paul MN 07/1990 11/2017
Gcg Financial, Llc Deerfield IL 01/2015 Present
Triad Advisors, Inc. Norcross GA 11/2017 08/2024
Alera Investment Advisors, Llc Deerfield IL 11/2017 Present
Osaic Wealth, Inc. Deerfield IL 08/2024 Present
  • 10/1990 → 11/2017
    Securian Financial Services, Inc.
    St. Paul, MN
  • 07/1990 → 11/2017
    Minnesota Life Insurance Company
    St. Paul, MN
  • 01/2015 → Present
    Gcg Financial, Llc
    Deerfield, IL
  • 11/2017 → 08/2024
    Triad Advisors, Inc.
    Norcross, GA
  • 11/2017 → Present
    Deerfield, IL
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Deerfield, IL
Previous Registrations
  • 2017-09-21 → 2017-11-02
    Securian Financial Services, Inc.
    Bannockburn, IL
    Deerfield, IL
Other Businesses

1) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;7/1990;varies;varies;provide fixed business to clients-ltc,property casualty ins,disability insurance,group benefits 2)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;advisor;7/1990;40 hrs/month;6.5 hrs during trading;dba 3)Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;RIA;advisor;11/2017;40 hrs/month;6.5 hrs during trading;offering investment advisory business to clients,including financial planning and retirement plan services 4)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;advisor;1/1/2018;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-18
S63 Uniform Securities Agent State Law Examination 1991-02-06
  • S66 Uniform Combined State Law Examination
    2017-09-18
  • S63 Uniform Securities Agent State Law Examination
    1991-02-06

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