Anne Schumann Buck

Current Employers

Employment History

• 04/2014 → 06/2024
  Securities America, Inc.
  New Braunfels, TX
• 04/2014 → 06/2024
  Securities America Advisors, Inc.
  New Braunfels, TX
• 06/2024 → 04/2025
  Osaic Wealth, Inc.
  New Braunfels, TX
• 06/2024 → 04/2025
  Osaic Wealth, Inc.
  New Braunfels, TX
• 04/2025 → Present
  Kestra Investment Services, Llc
  New Braunfels, TX
• 04/2025 → Present
  Kestra Advisory Services, Llc
  New Braunfels, TX

Previous Registrations

• 2024-06-14 → 2025-05-08
  Osaic Wealth, Inc.
  New Braunfels, TX
• 2014-04-22 → 2024-06-14
  Securities America Advisors, Inc.
  New Braunfels, TX
  New Braunfels, TX
• 1991-02-26 → 2014-04-23
  Securian Financial Services, Inc.
  New Braunfels, TX
  New Braunfels, TX
  San Antonio, TX

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/28/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: MTJ, LLC POSITION: member/Vice President/Treasurer NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/22/2022 ADDRESS: 303 Lakeview, New Braunfels TX 78130, United States DESCRIPTION: occasional upgrades and inspect the property. Name: TRINITY OAK WEALTH PARTNERS POSITION: Member/owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/28/2025 ADDRESS: 137 Landa Street, New Braunfels TX 78130, United States DESCRIPTION: As a holistic wealth planner, I utilize investments, consulting, and insurance in my practice. Name: ANNE SCHUMANN BUCK, LLC POSITION: Managing Member NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: No # OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 07/01/2015 ADDRESS: 137 Landa Street, New Braunfels TX 78130, United States DESCRIPTION: This is the umbrella for my business. It is merely my avenue to pay bills and to limit liability. Duties include payroll, paying bills, signing leases for my office space, buying equipment for the business, etc. Name: SCHUMANN AND BUCK FINANCIAL SERVICES POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/22/2014 ADDRESS: 137 Landa Street, New Braunfels TX 78130, United States DESCRIPTION: I intend to use this DBA only as a shell DBA. Trinity Oak Wealth Partners is my primary DBA but I would like to keep this one available for the time being for google searches. I intend to tie all of my names into Trinity Oak Wealth. Name: CENTERPOINT HUNTER PARTNERS POSITION: partner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/18/2017 ADDRESS: 328 S. Seguin Ave., New Braunfels TX 78130, United States DESCRIPTION: I do not have any duty associated with this business other that occasionally casting a vote in favor or against changes on the property. Name: 5S-SCHUMANN RANCH, LLC POSITION: managing member NATURE: Cattle sales and leasing INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2025 ADDRESS: 539 Hunters Trophy, New Braunfels TX 78132, United States DESCRIPTION: I will procure the lease and handle the finances which include insurance, taxes and misc. bills. NAME: MTJ, LLC POSITION: member/Vice President/Treasurer NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/22/2022 ADDRESS: 303 Lakeview, New Braunfels TX 78130, United States DESCRIPTION: We occasionally do upgrades and inspect the property. The obligations at this moment are minimal. Name: BUCK WEALTH PARTNERS POSITION: Advisor NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 26 START DATE: 07/15/2026 ADDRESS: 137 Landa Street, New Braunfels TX 78130, United States DESCRIPTION: My duties and obligations for this dba include maintaining all of my licenses in all states in which I do business, maintaining all of my continuing education, keeping abreast of events and changes within my business, product training, investment research, documenting client meetings, etc. Using insurance products in my practice include maintaining group 1 license, my state licenses, product training, continuing education, etc. Name: TRINITY OAK POSITION: Co-owner of the Trademark NATURE: Trademark INVESTMENT RELATED: # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/07/2026 ADDRESS: 137 Landa Street, New Braunfels TX 78130, United States DESCRIPTION: I have joint responsibility to maintain the Trademark even though I do not plan to use it.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-29
• S63 Uniform Securities Agent State Law Examination
  1991-01-29

Designations

Other Names

• Sheila Anne Schumann
• Sheila Anne Buck
• Anne S Buck
• Anne Schumann Buck