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Suzanne Michelle Peterson

Raymond James & Associates, Inc.

Fort Smith, AR

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2014-09-05
  • AR RA
    APPROVED
    Since 2014-09-05

Branch Locations

6501 Phoenix Avenue Suite A, Fort Smith, AR 72903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Fort Smith AR 09/2014 Present
  • 09/2014 → Present
    Raymond James And Associates
    Fort Smith, AR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-06
S63 Uniform Securities Agent State Law Examination 1991-01-21
  • S65 Uniform Investment Adviser Law Examination
    1995-02-06
  • S63 Uniform Securities Agent State Law Examination
    1991-01-21
Other Names
  • Suzanne M Koch
  • Suzanne M Peterson

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
ARVEST WEALTH MANAGEMENT
EAGLE STRATEGIES LLC
LPL FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

LAURA DENISE CHAMBERS
ADAM B PLATTNER
MICHAEL TRAVIS NEER
Ross Benham Plattner
Evelyn Kerry Franklin
Dawsyn W Smith
DON RAY MCDONALD
Richard E Dudley

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FORT SMITH, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · FORT SMITH, AR
AMERIPRISE FINANCIAL SERVICES, LLC · FORT SMITH, AR
STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT SMITH, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Smith, AR
ARVEST WEALTH MANAGEMENT · FT SMITH, AR
EAGLE STRATEGIES LLC · FT. SMITH, AR
EAGLE STRATEGIES LLC · FORT SMITH, AR

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