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Kari Celia Knudsen

LPl Financial LLC

Marietta, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-08-13
  • GA RA
    APPROVED
    Since 2018-08-13

Branch Locations

732 Kennesaw Avenue, Suite 110, Marietta, GA 30060 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Lawandales Group Atlanta GA 07/1989 Present
Fsc Securities Corp Atlanta GA 06/2015 08/2018
Lpl Financial Llc Marietta GA 08/2018 Present
  • 07/1989 → Present
    The Lawandales Group
    Atlanta, GA
  • 06/2015 → 08/2018
    Fsc Securities Corp
    Atlanta, GA
  • 08/2018 → Present
    Marietta, GA
Previous Registrations
  • 2015-08-07 → 2018-08-14
    Fsc Securities Corporation
    Marietta, GA
  • 2011-12-14 → 2015-06-25
    Sii Investments, Inc.
    Marietta, GA
Other Businesses

1)08/10/2018 - DBA for LPL Business (entity for LPL business) - The Lawandales Group - 100% - INVESTMENT RELATED - MARIETTA, GA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-10
S63 Uniform Securities Agent State Law Examination 1991-02-28
  • S65 Uniform Investment Adviser Law Examination
    2011-12-10
  • S63 Uniform Securities Agent State Law Examination
    1991-02-28
Other Names
  • Kari Celia Lawandales

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