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Paul Michael Jocson Reyes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Green Bay, WI

Oak Brook, IL

Forest Park, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-16
IL RA APPROVED 2023-01-30
IN RA APPROVED 2023-01-30
  • TX RA
    APPROVED_RES
    Since 2023-02-16
  • IL RA
    APPROVED
    Since 2023-01-30
  • IN RA
    APPROVED
    Since 2023-01-30

Branch Locations

480 Pilgrim Way, Green Bay, WI 54304 • United States

2021 Spring Rd, Oak Brook, IL 60523 • United States

Forest Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Chicago IL 12/2015 11/2018
Northern Trust Bank Chicago IL 12/2018 01/2023
Northern Trust Securities, Inc. Chicago IL 01/2019 01/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oakbrook IL 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-21
S63 Uniform Securities Agent State Law Examination 2011-10-21
  • S66 Uniform Combined State Law Examination
    2013-06-21
  • S63 Uniform Securities Agent State Law Examination
    2011-10-21
Other Names
  • Paul Michael J Reyes
  • Paul Michael Jocson Reyes
  • Paul Reyes
  • Paulmichael Jocson Reyes

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
MELOTTE FINANCIAL ADVISORS · GREEN BAY, WI
ONELEGACY ADVISORS, LLC · GREEN BAY, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Green Bay, WI
J.P. MORGAN SECURITIES LLC · GREEN BAY, WI
AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
BARINGTON CAPITAL MANAGEMENT, LLC · GREEN BAY, WI
HARBOUR INVESTMENTS, INC. · GREEN BAY, WI

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