Paul Michael Jocson Reyes

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 11/2018
  Oppenheimer & Co. Inc.
  Chicago, IL
• 12/2018 → 01/2023
  Northern Trust Bank
  Chicago, IL
• 01/2019 → 01/2023
  Northern Trust Securities, Inc.
  Chicago, IL
• 01/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oakbrook, IL

Previous Registrations

• 2019-01-04 → 2023-01-11
  Northern Trust Securities, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2015-12-21 → 2018-11-30
  Oppenheimer & Co. Inc.
  Chicago, IL
• 2013-10-10 → 2015-12-24
  Ubs Financial Services Inc.
  Chicago, IL
• 2013-06-21 → 2013-10-08
  Wells Fargo Clearing Services, Llc
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2013-06-21
• S63 Uniform Securities Agent State Law Examination
  2011-10-21

Other Names

• Paul Michael J Reyes
• Paul Michael Jocson Reyes
• Paul Reyes
• Paulmichael Jocson Reyes