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Steven John Nulty

Wells Fargo Clearing Services, LLC

Greenville, DE

Hunt Valley, MD

Newark, DE

Bel Air, MD

Hunt Valley, MD

Baltimore, MD

Annapolis, MD

Annapolis, MD

Columbia, MD

Columbia, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-02-25
MD RA APPROVED 2022-09-16
  • DE RA
    APPROVED
    Since 2026-02-25
  • MD RA
    APPROVED
    Since 2022-09-16

Branch Locations

3801 Kennett Pike B-200, Greenville, DE 19807 • United States

230 Schilling Cir Ste 300, Hunt Valley, MD 21031 • United States

131 Continental Drive Ste 102 Christiana Executive Campus, Newark, DE 19713 • United States

2 S Main St, Bel Air, MD 21014 • United States

230 Schilling Circle [Vy-Rbo], Hunt Valley, MD 21031 • United States

5121 Roland Ave, Baltimore, MD 21210 • United States

2661 Riva Rd Ste 1020 [Dq-Rbo], Annapolis, MD 21401 • United States

2661 Riva Rd Ste 1020, Annapolis, MD 21401 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Travel Services Arlington VA 05/2010 Present
Pnc Bank Baltimore MD 11/2014 09/2022
Pnc Investments Balitmore MD 11/2014 09/2022
Wells Fargo Clearing Services, Llc Hunt Valley MD 09/2022 Present
  • 05/2010 → Present
    Travel Services
    Arlington, VA
  • 11/2014 → 09/2022
    Pnc Bank
    Baltimore, MD
  • 11/2014 → 09/2022
    Pnc Investments
    Balitmore, MD
  • 09/2022 → Present
    Wells Fargo Clearing Services, Llc
    Hunt Valley, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-07
S63 Uniform Securities Agent State Law Examination 1991-02-05
  • S65 Uniform Investment Adviser Law Examination
    2015-04-07
  • S63 Uniform Securities Agent State Law Examination
    1991-02-05
Other Names
  • Steven John Nulty
  • Steven Nulty

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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MARVIN & PALMER ASSOCIATES
COMMONWEALTH FINANCIAL NETWORK
&PARTNERS
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David Cook Reynolds
Patrick Edward Walsh
Alyson Renee Kest
Mark P Hamilton
Kevin Osmar Noguez Ochoa
Aaron Christopher Leonard
MICHAEL THOMAS FARQUHARSON
JEANNE ELIZABETH GRIFFITH

Other Offices

SPEARHEAD ADMINISTRATIVE SERVICES, LLC · GREENVILLE, DE
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILMINGTON, DE
EDWARD JONES · Greenville, DE
LPL FINANCIAL LLC · WILMINGTON, DE
MARVIN & PALMER ASSOCIATES · WILMINGTON, DE
COMMONWEALTH FINANCIAL NETWORK · Wilmington, DE
&PARTNERS · Wilmington, DE
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, DE

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