Joseph Rene Vasquez

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 04/2018
  Edward Jones
  St Louis, MO
• 04/2018 → 12/2020
  Stifel Nicolaus & Co Inc
  Corpus Christi, TX
• 12/2015 → 11/2016
  Del Mar College
  Corpus Christi, TX
• 01/2021 → 11/2022
  Edward Jones
  St Louis, MO
• 11/2022 → Present
  Kleberg Bank
  Corpus Christi, TX
• 11/2022 → Present
  Cetera Investment Advisers Llc
  Corpus Christi, TX
• 11/2022 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN

Previous Registrations

• 2021-01-04 → 2022-11-07
  Edward Jones
  Corpus Christi, TX
• 2018-04-27 → 2021-01-15
  Stifel, Nicolaus & Company, Incorporated
  Corpus Christi, TX
• 2014-10-06 → 2018-05-01
  Edward Jones
  St Louis, MO
  Portland, TX
  Portland, TX
  Portland, TX
  Portland, TX

Other Businesses

1. CO-OWNER OF J VASQUEZ INVESTMENTS LLC; HOLDING COMPANY FOR REAL ESTATE; CURRENTLY INACTIVE; OWNED WITH FATHER; PRESIDENT OF GREGORY-PORTLAND EDUCATION FOUNDATION; RAISE FUNDS TO SPONSOR TEACHER/STAFF GRANTS AND STUDENT SCHOLARSHIPS; 1 HR/WK

Exams

• S66 Uniform Combined State Law Examination
  2014-10-03