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Donna Kay Able

Janney Montgomery Scott LLC

Columbia, SC

CRD 2105773

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-06-02
FL RA APPROVED 2015-05-29
MI RA APPROVED 2015-05-28
AR RA APPROVED 2015-05-27
CA RA APPROVED 2015-05-27
CO RA APPROVED 2015-05-27
DE RA APPROVED 2015-05-27
LA RA APPROVED 2015-05-27
NM RA APPROVED 2015-05-27
NC RA APPROVED 2015-05-27
OH RA APPROVED 2015-05-27
SC RA APPROVED 2015-05-27
VA RA APPROVED 2015-05-27
  • GA RA
    APPROVED
    Since 2015-06-02
  • FL RA
    APPROVED
    Since 2015-05-29
  • MI RA
    APPROVED
    Since 2015-05-28
  • AR RA
    APPROVED
    Since 2015-05-27
  • CA RA
    APPROVED
    Since 2015-05-27
  • CO RA
    APPROVED
    Since 2015-05-27
  • DE RA
    APPROVED
    Since 2015-05-27
  • LA RA
    APPROVED
    Since 2015-05-27
  • NM RA
    APPROVED
    Since 2015-05-27
  • NC RA
    APPROVED
    Since 2015-05-27
  • OH RA
    APPROVED
    Since 2015-05-27
  • SC RA
    APPROVED
    Since 2015-05-27
  • VA RA
    APPROVED
    Since 2015-05-27

Branch Locations

1441 Main Street Suite 700, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Columbia SC 05/2015 Present
Previous Registrations
  • 2010-11-16 → 2015-05-26
    Jhs Capital Advisors, Llc
    Tampa, FL
    Columbia, SC
  • 2009-06-01 → 2010-11-10
    Columbia, SC
  • 2008-05-30 → 2009-06-01
    Morgan Stanley & Co. Llc
    Columbia, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-23
  • S66 Uniform Combined State Law Examination
    2003-10-23
Other Names
  • Donna Kay Sullivan

View on SEC IAPD

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