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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
PA RA APPROVED 2018-10-26
TX RA APPROVED_RES 2018-10-26
  • NY RA
    APPROVED
    Since 2021-06-16
  • PA RA
    APPROVED
    Since 2018-10-26
  • TX RA
    APPROVED_RES
    Since 2018-10-26

Branch Locations

55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States

8 Silk Mill Drive Suite# 205, Hawley, PA 18428 • United States

300 Keystone Street, Hawley, PA 18428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2008 10/2018
Morgan Stanley New York NY 10/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 11/2018 Present
Previous Registrations
Other Businesses

1. Wink-1 Properties LLC; Investment related Yes; Real Estate; Sole Member (proprietor, partner, officer, director, employee, trustee, agent); Dec 2005; During business hours: 0; After business hours: 0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-01
  • S63 Uniform Securities Agent State Law Examination
    1991-04-01
Other Names
  • Otto Richard Winkler
  • Richard Winkler
  • Richard Otto Winkler

View on SEC IAPD

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