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Marcus Wacker

Wells Fargo Clearing Services, LLC

Glastonbury, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-12
CT RA APPROVED 2016-09-20
  • TX RA
    APPROVED
    Since 2021-03-12
  • CT RA
    APPROVED
    Since 2016-09-20

Branch Locations

180 Glastonbury Blvd Ste 100, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc New York NY 11/2010 09/2016
United Advisors, Llc New York NY 01/2011 09/2016
Wells Fargo Advisors Llc Old Greenwich CT 09/2016 11/2016
Wells Fargo Clearing Services, Llc Old Greenwich CT 11/2016 Present
  • 11/2010 → 09/2016
    Securities America, Inc
    New York, NY
  • 01/2011 → 09/2016
    United Advisors, Llc
    New York, NY
  • 09/2016 → 11/2016
    Wells Fargo Advisors Llc
    Old Greenwich, CT
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Old Greenwich, CT
Previous Registrations
  • 2011-03-21 → 2016-09-23
    United Advisors
    Boca Raton, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-18
S63 Uniform Securities Agent State Law Examination 1990-12-11
  • S65 Uniform Investment Adviser Law Examination
    2011-03-18
  • S63 Uniform Securities Agent State Law Examination
    1990-12-11
Other Names
  • Marcus Layne Wacker

View on SEC IAPD

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Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT

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