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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-05 |
| CA | RA | APPROVED | 2014-08-08 |
Branch Locations
12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Del Mar | CA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Del Mar | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, SAN LUIS OBISPO, CA, 100% OWNERSHIP WITH SPOUSE, START 8/1/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-11-30 |
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