Gaurang B Pandya

Current Employers

Employment History

• 01/2020 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 01/2020 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 01/2020 → Present
  Allied Wealth Partners
  St Paul, MN
• 03/1994 → 08/2019
  Prudential Financial Inc.
  Newark, NJ
• 09/2019 → 01/2020
  Unemployed
  North Brunswick, NJ
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Martinsville, NJ
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-04-14 → 2023-08-10
  Securian Financial Services, Inc.
  Martinsville, NJ
  St. Paul, MN

Other Businesses

*Pandya Properties LLC; North Brunswick, NJ; ins rltd; rental property/owner; 10/2013-pres; 1 hr/mo; 0 hr/mo trading *Five Points Properties LLC; North Brunswick, NJ; ins rltd; rental property/owner; 10/2013-pres; 1 hr/mo; 0 hr/mo trading *Ocean Paradise LLC; North Brunswick, NJ; ins rltd; rental property/owner; 10/2013-pres; 1 hr/mo; 0 hr/mo trading. RENTAL PROPERTIES POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2013 ADDRESS: 3000 Laurel Park Lane, Unit 101, Kissimmee FL 34741, United States DESCRIPTION: All properties are in partnership with Darshana Pandya, spouse, 50% Pandya Properties LLC NOTARY PUBLIC POSITION: Owner NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1996 ADDRESS: 36 Overhill Dr, North Brunswick NJ 08902, United States DESCRIPTION: Provide notary services ALLIED WEALTH PARTNERS FIXED INSURANCE POSITION: Independent Contractor NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/30/2020 ADDRESS: 14 Walsh Dr, #100, Parsippany NJ 07054, United States DESCRIPTION: Fixed insurance sales through outside carriers approved by Allied Wealth Partners. EL CONQUISTADOR CONDOMINIUM ASSOCIATION POSITION: Owner NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/02/2020 ADDRESS: 51 Hiering Ave, Seaside Heights NJ 08751, United States DESCRIPTION: board of trustees of my condo's home owners association, and the treasurer. AARP VOLUNTEER POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/18/2018 ADDRESS: 303 George Street, Suite 505, New Brunswick NJ 08901, United States DESCRIPTION: Driver Safety instructor and Speakers Bureau volunteer CFP BOARD OF STANDARDS POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2021 ADDRESS: 1425 K St NW #800, Washington DC 20005, United States DESCRIPTION: Volunteer on the Hearing Panel of the Disciplinary Enforcement Committee of the CFP Board. Hear cases and help the CFP Board adjudicate as necessary. INTELLECT, MIND & TALENT MANAGEMENT INNOVATIONS LLC POSITION: Advisory Board NATURE: HR/Talent Management INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2021 ADDRESS: 7 WALNUT CT, PRINCETON JUNCTION NJ 08550, United States DESCRIPTION: Member of advisory board

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-06-09
• S65 Uniform Investment Adviser Law Examination
  1995-01-09

Designations

Other Names

• Gaurang Bhanu Pandya