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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2015-01-09
TX RA APPROVED 2015-01-09
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2015-01-09
  • TX RA
    APPROVED
    Since 2015-01-09

Branch Locations

240 B Greenwich St, New York, NY 10007 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securitie Llc New York NY 10/2014 07/2017
Jp Morgan Securities Llc New York NY 07/2017 Present
Jpmorgan Chase Bank, N.A. New York NY 01/2018 Present
  • 10/2014 → 07/2017
    J.P. Morgan Securitie Llc
    New York, NY
  • 07/2017 → Present
    New York, NY
  • 01/2018 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-22
  • S66 Uniform Combined State Law Examination
    2014-12-22
Other Names
  • Rita Lea Coutant

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