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Anthony Peter Novella

Cetera Investment Advisers LLC

Martinsville, NJ

CRD 2101248

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10

Branch Locations

792 Chimney Rock Rd St D, Martinsville, NJ 08836 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance St. Paul MN 03/2010 08/2023
Securian Financial Services St. Paul MN 03/2010 08/2023
Strategic Benefits Group Peapack NJ 08/2007 Present
Allied Wealth Partners Warren NJ 06/2014 Present
Cetera Wealth Services, Llc Martinsville NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 03/2010 → 08/2023
    Minnesota Life Insurance
    St. Paul, MN
  • 03/2010 → 08/2023
    Securian Financial Services
    St. Paul, MN
  • 08/2007 → Present
    Strategic Benefits Group
    Peapack, NJ
  • 06/2014 → Present
    Allied Wealth Partners
    Warren, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Martinsville, NJ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-09-28 → 2023-08-10
    Securian Financial Services, Inc.
    Warren, NJ
    Parsippany, NJ
    Parsippany, NJ
    Martinsville, NJ
    St. Paul, MN
Other Businesses

STRATEGIC BENEFITS GROUP POSITION: Owner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 08/01/2007 ADDRESS: P.O. Box 6, Peapack NJ 07977, United States DESCRIPTION: Group employee benefits, Health,P&C,Dental, ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2010 ADDRESS: 14 Walsh Drive, Suite 100, Parsippany NJ 07054, United States DESCRIPTION: Fixed Life

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-12
S63 Uniform Securities Agent State Law Examination 1992-03-31
  • S66 Uniform Combined State Law Examination
    2010-07-12
  • S63 Uniform Securities Agent State Law Examination
    1992-03-31
Other Names
  • Tony Novella

View on SEC IAPD

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