Evans Lee Taylor

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2023-06-29
TX	RA	APPROVED	2023-06-29

HI RA
APPROVED

Since 2023-06-29
TX RA
APPROVED

Since 2023-06-29

Branch Locations

1100 Alakea St Ste 2400, Honolulu, HI 96813 • United States

Kailua, HI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Allstate Insurance Company	Honolulu	HI	01/2010	02/2017
Cetera Wealth Services, Llc	El Segundo	CA	02/2017	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/2010 → 02/2017

Allstate Insurance Company

Honolulu, HI
02/2017 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2011-01-21 → 2017-02-08

Allstate Financial Advisors, Llc

Honolulu, HI
2000-07-26 → 2010-01-29

New England Securities

Honolulu, HI

Honolulu, HI

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2016 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE, AND CANCER INSURANCE 2. NAME OF OTHER BUSINESS: LATITUDE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL/RETIREMENT PLANNING AND INVESTMENT ADVICE START DATE: 1/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MEET WITH CLIENTS TO EITHER DESIGN RETIREMENT/FINANCIAL PLANS, OR TO DO AN EXISTENT PLAN. AS PART OF THAT PROCESS, INVESTMENT RECOMMENDATIONS MAY OR MAY NOT BE MADE DEPENDING ON THEIR SPECIFIC SITUATION.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-05-26
S63	Uniform Securities Agent State Law Examination	1991-01-05

S65 Uniform Investment Adviser Law Examination

1998-05-26
S63 Uniform Securities Agent State Law Examination

1991-01-05

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Evans L Taylor

View on SEC IAPD