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Current Employers
First Citizens Asset Management, Inc

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-08
  • NC RA
    APPROVED
    Since 2026-06-08

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-08
  • NC RA
    APPROVED
    Since 2026-06-08

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-08
  • NC RA
    APPROVED
    Since 2025-09-08

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Svb Wealth Boston MA 06/2026 Present
First Citizens Asset Management Raleigh NC 06/2026 Present
Pnc Capital Advisors, Llc Charlotte NC 05/2016 11/2019
Pnc Funds Distributor, Llc Charlotte NC 05/2016 11/2019
Pnc Bank Charlotte NC 05/2016 11/2019
Pnc Bank Bradenton FL 11/2019 02/2020
Pnc Funds Distributor, Llc Bradenton FL 11/2019 02/2020
Pnc Capital Advisors, Llc Bradenton FL 11/2019 03/2020
Pnc Capital Markets, Llc Pittsburgh PA 02/2020 11/2024
Pnc Bank Pittsburgh PA 02/2020 11/2024
First Citizens Investor Services Raleigh NC 08/2025 Present
First Citizens Bank Raleigh NC 08/2025 Present
Unemployed Bradenton FL 11/2024 08/2025
Svb Wealth Raleigh NC 06/2026 Present
First Citizens Asset Management Raleigh NC 06/2026 Present
  • 06/2026 → Present
    Boston , MA
  • 06/2026 → Present
    First Citizens Asset Management
    Raleigh, NC
  • 05/2016 → 11/2019
    Charlotte, NC
  • 05/2016 → 11/2019
    Pnc Funds Distributor, Llc
    Charlotte, NC
  • 05/2016 → 11/2019
    Pnc Bank
    Charlotte, NC
  • 11/2019 → 02/2020
    Pnc Bank
    Bradenton, FL
  • 11/2019 → 02/2020
    Pnc Funds Distributor, Llc
    Bradenton, FL
  • 11/2019 → 03/2020
    Bradenton, FL
  • 02/2020 → 11/2024
    Pnc Capital Markets, Llc
    Pittsburgh, PA
  • 02/2020 → 11/2024
    Pnc Bank
    Pittsburgh, PA
  • 08/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 08/2025 → Present
    First Citizens Bank
    Raleigh, NC
  • 11/2024 → 08/2025
    Unemployed
    Bradenton, FL
  • 06/2026 → Present
    Raleigh, NC
  • 06/2026 → Present
    First Citizens Asset Management
    Raleigh, NC
Previous Registrations
Other Businesses

FIRST CITIZENS ASSET MANAGEMENT POSITION: Employee NATURE: FCAM is an affiliated IA Firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 06/22/2026 ADDRESS: 8540 Colonnade Center Dr, Raleigh NC 27615, United States DESCRIPTION: Asset Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-30
S65 Uniform Investment Adviser Law Examination 1999-03-16
S63 Uniform Securities Agent State Law Examination 1991-11-04
  • S66 Uniform Combined State Law Examination
    2007-10-30
  • S65 Uniform Investment Adviser Law Examination
    1999-03-16
  • S63 Uniform Securities Agent State Law Examination
    1991-11-04

View on SEC IAPD

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