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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-12
TX RA APPROVED 2023-05-11
  • NJ RA
    APPROVED
    Since 2023-05-12
  • TX RA
    APPROVED
    Since 2023-05-11

Branch Locations

50 Cardinal Drive Suite 101, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Summit NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Summit NJ 11/2016 05/2023
Wells Fargo Advisors Financial Network, Llc Westfield NJ 05/2023 Present
Previous Registrations
  • 2006-12-11 → 2023-05-11
    Summit, NJ
    Staten Island, NY
    Short Hills, NJ
    Summit, NJ
    Short Hills, NJ
  • 2004-10-20 → 2006-12-13
    Banc Of America Investment Services, Inc.
    Hackensack, NJ
    Fort Lee, NJ
  • 2004-06-11 → 2004-10-20
    Quick & Reilly, Inc.
    Hackensack, NJ
Other Businesses

RENTAL PROPERTY, INV RELATED, BAYONNE, NJ, 100% OWNERSHIP WITH SPOUSE, START 1/1/2004, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD| NJT ADVISOR LLC; INV RELATED; BAYONNE, NJ; 99% OWNERSHIP; START DATE 04/25/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING ; FINET FA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-29
S63 Uniform Securities Agent State Law Examination 1990-11-05
  • S65 Uniform Investment Adviser Law Examination
    2004-05-29
  • S63 Uniform Securities Agent State Law Examination
    1990-11-05

View on SEC IAPD

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