Nicholas Trombetta

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Summit, NJ
• 11/2016 → 05/2023
  Wells Fargo Clearing Services, Llc
  Summit, NJ
• 05/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Westfield, NJ

Previous Registrations

• 2006-12-11 → 2023-05-11
  Wells Fargo Clearing Services, Llc
  Summit, NJ
  Staten Island, NY
  Short Hills, NJ
  Summit, NJ
  Short Hills, NJ
• 2004-10-20 → 2006-12-13
  Banc Of America Investment Services, Inc.
  Hackensack, NJ
  Fort Lee, NJ
• 2004-06-11 → 2004-10-20
  Quick & Reilly, Inc.
  Hackensack, NJ

Other Businesses

RENTAL PROPERTY, INV RELATED, BAYONNE, NJ, 100% OWNERSHIP WITH SPOUSE, START 1/1/2004, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD| NJT ADVISOR LLC; INV RELATED; BAYONNE, NJ; 99% OWNERSHIP; START DATE 04/25/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING ; FINET FA

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-29
• S63 Uniform Securities Agent State Law Examination
  1990-11-05