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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-05-15
  • OH RA
    APPROVED
    Since 2025-05-15

Branch Locations

5555 Renner Road, Columbus, OH 43228 • United States

4220 E Broad Street, Columbus, OH 43213 • United States

4311 North High Street, Columbus, OH 43214 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kemba Financial Credit Union Pinkerington OH 05/2015 Present
Cuso Financial Services, Lp San Diego CA 05/2015 05/2025
Lpl Financial Llc Columbus OH 05/2025 Present
  • 05/2015 → Present
    Kemba Financial Credit Union
    Pinkerington, OH
  • 05/2015 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Columbus, OH
Previous Registrations
  • 2015-05-18 → 2025-05-15
    Cuso Financial Services, L.P.
    Gahanna, OH
    Pickerington, OH
    Westerville, OH
    Columbus, OH
    Columbus, OH
    Gahanna, OH
    Columbus, OH
    Columbus, OH
    Bellefontaine, OH
    Columbus, OH
  • 2009-07-06 → 2013-08-16
    Dublin, OH
  • 2008-09-12 → 2009-07-07
    Ascend Advisory Group
    Dublin, OH
Other Businesses

1. 05/15/2025- Kemba Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/25/2025- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-14
S63 Uniform Securities Agent State Law Examination 1999-06-29
  • S66 Uniform Combined State Law Examination
    2010-06-14
  • S63 Uniform Securities Agent State Law Examination
    1999-06-29
Other Names
  • Matt Lee

View on SEC IAPD

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