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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-22
VA RA APPROVED 1993-04-13
  • TX RA
    APPROVED_RES
    Since 2023-12-22
  • VA RA
    APPROVED
    Since 1993-04-13

Branch Locations

335 Day Avenue Sw, Roanoke, VA 24016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1) ROANOKE VALLEY GOLF ASSOCIATION, NO PHYSICAL BUILDING OR LOCATION, MEMBER, MANAGE PEOPLE ON THE COMMITTEE AND GOLF TOURNAMENTS, 5/31/11, 2 HRS PER MO; 2) MEMBER OF LLC, 3335 DAY AVE ROANOKE VA 24016, PARTNER, DUTIES: PAY BILLS, MARKETING, RENT, AND KEEP PROPERTY IN GOOD ORDER, START DATE: 12/12/24, 1 HR PER MO, BANK ACCT: BABER CANTRELL MEYERS LLC FREEDOM FIRST CREDIT UNION, SIGNATOR; 3)MEMBER OF LLC, 3335 DAY AVE ROANOKE VA 24016, PARTNER, DUTIES: PAY BILLS, MARKETING, RENT, AND KEEP PROPERTY IN GOOD ORDER, START DATE: 12/12/24, 1 HR PER MO, BANK ACCT: BABER CANTRELL MEYERS OPERATIONS LLC, SIGNATOR; 4) MILLERBABER@COMMUNITYFG.NET

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-22
S63 Uniform Securities Agent State Law Examination 1990-11-12
  • S65 Uniform Investment Adviser Law Examination
    1993-03-22
  • S63 Uniform Securities Agent State Law Examination
    1990-11-12
Other Names
  • Edgar Miller

View on SEC IAPD

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