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Diana L Hines

Morgan Stanley

Fort Lauderdale, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-21
TX RA APPROVED 2020-09-18
  • FL RA
    APPROVED
    Since 2020-09-21
  • TX RA
    APPROVED
    Since 2020-09-18

Branch Locations

350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ft. Lauderdale FL 10/2010 09/2020
Morgan Stanley Smith Barney Llc Ft. Lauderdale FL 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-11
S63 Uniform Securities Agent State Law Examination 2004-05-10
  • S65 Uniform Investment Adviser Law Examination
    2006-12-11
  • S63 Uniform Securities Agent State Law Examination
    2004-05-10
Other Names
  • Diana Luise Knolhoff
  • Diana K Hines
  • Diana Luise Hines
  • Diana Knolhoff
  • Diana L Hines
  • Diana L Heitzman

View on SEC IAPD

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