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Edwin John Lamberty

Raymond James & Associates, Inc.

Albuquerque, NM

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-25
NM RA APPROVED 2020-08-14
  • TX RA
    APPROVED_RES
    Since 2020-08-25
  • NM RA
    APPROVED
    Since 2020-08-14

Branch Locations

6565 Americas Pkwy Ne Suite 310, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Albuquerque NM 01/2011 11/2016
Wells Fargo Clearing Services, Llc Albuquerque NM 11/2016 08/2020
Raymond James & Associates, Inc. Albuquerque AZ 08/2020 Present
Previous Registrations
  • 2011-03-14 → 2020-08-24
    Wells Fargo Clearing Services, Llc
    Bloomfield, NM
    Albuquerque, NM
    Aztec, NM
    Albuquerque, NM
    El Paso, TX
    Albuquerque, NM
    Tucson, AZ
    Albuquerque, NM
    Tucson, AZ
    El Paso, TX
    Albuquerque, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-10
S63 Uniform Securities Agent State Law Examination 2001-01-31
  • S66 Uniform Combined State Law Examination
    2011-03-10
  • S63 Uniform Securities Agent State Law Examination
    2001-01-31
Other Names
  • Lamberty

View on SEC IAPD

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DONALD AUSTIN MCDANIEL
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MATTHEW DAVID KELLER
Michelle Lea Phillips
Matthew John Ports
Jean-Marc D Grindatto
GREGORY JOSEPH ZANETTI

Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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