Steven Mark Goldsmith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1990 → 10/2019
  Ameriprise Financial Services, Inc.
  Marlton, NJ
• 10/2019 → Present
  Lpl Financial Llc
  Wall Township, NJ

Previous Registrations

• 2002-07-29 → 2019-10-30
  Ameriprise Financial Services, Llc
  Marlton, NJ
  Marlton, NJ
  Marlton, NJ
  Marlton, NJ
  Washington, DC
  Marlton, NJ

Other Businesses

1. 10/23/2019 - Intellectual Capital Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/3/2020 - ICG next - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2020 - 160 Hours Per Month/130 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-06-27

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Steve Goldsmith