Peter James Conway

Employer firm

Brookstone Capital Management LLC CRD 141413

$12.8B regulatory AUM 35 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → Present
  Conway Tax Advisors
  Buffalo Grove, IL
• 06/2017 → Present
  Brookstone Capital Management
  Wheaton, IL

Previous Registrations

• 2014-08-13 → 2017-06-23
  Sgl Financial, Llc
  Buffalo Grove, IL
• 2011-04-27 → 2014-09-17
  Global Financial Private Capital, Inc.
  Buffalo, IL
  Sarasota, FL
• 2007-10-22 → 2010-10-21
  American Investment Services
  Crystal Lake, IL
• 2008-07-23 → 2009-02-09
  Synergy Investment Group, Llc
  Palm Harbor, FL
  Crystal Lake, IL
• 2007-03-09 → 2007-09-19
  Cetera Wealth Services, Llc
  Rolling Meadows, IL
  Rolling Meadows, IL
• 2001-08-20 → 2005-11-17
  Mml Investors Services, Llc
  Chicago, IL

Other Businesses

1- CONWAY TAX ADVISORS GROUP LTD BUFFALO GROVE, ILLINOIS START DATE-12/2005 OWNER/PRESIDENT INSURANCE AND ANNUITY SALES COMMISSION-BASED COMPENSATION 40 HRS PER WEEK 2 - WEALTH FINANCIAL SERVICES & TAX ADVISORY, LLC; CO-OWNER; TAX PREPARATION FOR VARIOUS INDIVIDUALS AND ENTITIES; HOURS VARY FROM EXTENSIVE DURING TAX SEASON TO VERY LITTLE OTHER TIMES OF YEAR.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1999-07-15