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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-06-19
  • IL RA
    APPROVED
    Since 2017-06-19

Branch Locations

1130 W Lake Cook Rd, #230, Buffalo Grove, IL 60089 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Conway Tax Advisors Buffalo Grove IL 12/2005 Present
Brookstone Capital Management Wheaton IL 06/2017 Present
  • 12/2005 → Present
    Conway Tax Advisors
    Buffalo Grove, IL
  • 06/2017 → Present
    Brookstone Capital Management
    Wheaton, IL
Previous Registrations
  • 2014-08-13 → 2017-06-23
    Buffalo Grove, IL
  • 2011-04-27 → 2014-09-17
    Global Financial Private Capital, Inc.
    Buffalo, IL
    Sarasota, FL
  • 2007-10-22 → 2010-10-21
    American Investment Services
    Crystal Lake, IL
  • 2008-07-23 → 2009-02-09
    Palm Harbor, FL
    Crystal Lake, IL
  • 2007-03-09 → 2007-09-19
    Cetera Wealth Services, Llc
    Rolling Meadows, IL
    Rolling Meadows, IL
  • 2001-08-20 → 2005-11-17
    Chicago, IL
Other Businesses

1- CONWAY TAX ADVISORS GROUP LTD BUFFALO GROVE, ILLINOIS START DATE-12/2005 OWNER/PRESIDENT INSURANCE AND ANNUITY SALES COMMISSION-BASED COMPENSATION 40 HRS PER WEEK 2 - WEALTH FINANCIAL SERVICES & TAX ADVISORY, LLC; CO-OWNER; TAX PREPARATION FOR VARIOUS INDIVIDUALS AND ENTITIES; HOURS VARY FROM EXTENSIVE DURING TAX SEASON TO VERY LITTLE OTHER TIMES OF YEAR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1999-07-15
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1999-07-15

View on SEC IAPD

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