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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-11-30 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
350 Passaic Ave Ste 202, Fairfield, NJ 07004-3561 • United States
Towaco, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | West Paterson | NJ | 03/2008 | 11/2017 |
| City National Bank | Paramus | NJ | 09/2016 | 11/2017 |
| Ameriprise Financial Advisors Inc. | Fairfield | NJ | 11/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Fairfield | NJ | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 134 18th Ave, , Elmwood Park, NJ, 07407; Not Investment-Related; 05/15/2021. Business Ownership; MarkD LLC; Member/owner of seasonal rental property; seasonal rental property; 12 Roome Rd, , Towaco, NJ, 07082; Investment-Related; 08/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / DADE Holdings, Inc; Owner; Real Estate; 12 Roome Rd, , Towaco, NJ, 07082; Not Investment-Related; 02/13/2002; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; PCA Management Corp; Financial Advisor - Financial Advisor; ; 350 Passaic Ave Ste 202, , Fairfield, NJ, 7004; Not Investment-Related; 11/29/2017; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-01 |
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