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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-15 |
| NY | RA | APPROVED | 2021-04-16 |
| CT | RA | APPROVED | 2013-05-02 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Purchase | NY | 01/2008 | 12/2019 |
| Park Avenue Securities Llc | Purchase | NY | 01/2008 | 12/2019 |
| Guardian Life Insurance | Rye Brook | NY | 12/2019 | 02/2022 |
| Park Avenue Securities | Rye Brook | NY | 12/2019 | 02/2022 |
| Guardian Life Insurance Company | Naples | FL | 02/2022 | Present |
| Park Avenue Securities | Naples | FL | 02/2022 | Present |
1. Insurance Sales-Outside insurance sales, Start: 08/01/1990, Address: 800 Westchester Avenue - #N409 Rye Brook, NY 1, 30 bus hrs per month, Investment related, >10% annual compensation, 2. The Opus Foundation-Raise funds through annual golf outing and possible other events (such as dinner events, wine tasting etc),. Start: 01/01/2008, Address: 800 Westchester Avenue - #N409 Rye Brook, NY 10573, 1 non bus hr per month, Not investment related, 3. Travel Advisor-Self employed travel advisor,. Start: 02/01/2020, Address: 6820 San Marino Drive #607, Naples, FL 34108, 20 total hours per month; 15 during securities trading hours, Not investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-12 |
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