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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-25
MI RA APPROVED 2010-10-08
WI RA APPROVED 1990-11-07
  • TX RA
    APPROVED_RES
    Since 2018-01-25
  • MI RA
    APPROVED
    Since 2010-10-08
  • WI RA
    APPROVED
    Since 1990-11-07

Branch Locations

2631 S Packerland Dr Ste 105, Green Bay, WI 54313 • United States

Green Bay, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Green Bay WI 09/2005 03/2020
Ameriprise Financial Services, Llc Green Bay WI 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 456 E. Harold DriveSan Tan Valley, AZ 85140, ,; ; 10/04/2010 / Multi-Family; 990 Morris Avenue, , Green Bay, WI, 54304; Not Investment-Related; 08/20/2021. Business Ownership; KC Capital Ventures, LLC; Owner; executive suites/LLC; 2631 S. Packerland Drive, , Green Bay, WI, 54313; Not Investment-Related; 05/01/2007; 1 to 9 hours per month; 1 to 9 during trading hours / Dietz Investments, LLC; ; property leasing/LLC; 2631 S. Packerland Drive, Suite 105Green Bay, WI 54313, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-05
  • S63 Uniform Securities Agent State Law Examination
    1990-11-05
Designations

View on SEC IAPD

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