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Renato Gutierrez Isaac

Wells Fargo Clearing Services, LLC

New York, NY

Montclair, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-18
NY RA APPROVED 2023-01-18
  • NJ RA
    APPROVED
    Since 2023-01-18
  • NY RA
    APPROVED
    Since 2023-01-18

Branch Locations

1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States

Montclair, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 01/2023
Wells Fargo Clearing Services, Llc New York NY 01/2023 Present
Previous Registrations
  • 2012-10-01 → 2023-01-19
    J.P. Morgan Securities Llc
    New York, NY
    New York, NY
    New York, NY
  • 2010-08-19 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2008-05-13 → 2010-07-30
    U.S. Bancorp Investments, Inc.
    Cudahy, CA
    Downey, CA
    Bellflower, CA
    Lynwood, CA
    Paramount, CA
    Santa Fe Springs, CA
    Maywood, CA
  • 2008-01-11 → 2008-07-14
    Investment Advisors International, Inc.
    Pomona, CA
  • 2006-04-26 → 2007-09-17
    Banc Of America Investment Services, Inc.
    New York, NY
    Newport Beach, CA
    Costa Mesa, CA
    Huntington Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-25
S63 Uniform Securities Agent State Law Examination 2006-01-24
  • S66 Uniform Combined State Law Examination
    2006-04-25
  • S63 Uniform Securities Agent State Law Examination
    2006-01-24
Other Names
  • Renato Isaac
  • Rj Isaac
  • Renato Gutierrez Isaac
  • Renato G. Isaac

View on SEC IAPD

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