Padraig Kevin Mcbrien

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 10/2023
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 10/2023 → Present
  Ubs
  New York, NY

Previous Registrations

• 2015-12-04 → 2023-10-27
  Stifel, Nicolaus & Company, Incorporated
  New York, NY
  St. Louis, MO
• 2010-04-19 → 2015-12-04
  Barclays Capital Inc.
  New York, NY
  New York, NY
• 1994-11-17 → 2002-10-14
  Lehman Brothers Inc.
  New York, NY

Other Businesses

1. Patrick McBrien; Banks Road Governor's Harbor; Bahamas; Vacation Rental; Home owner of rental property; affiliation started 11/01/2012; 0 hours per year; not during securities trading hours; no time spent on the rental, rental home is managed by an outsourced vacation rental agency; not-investment related. 2. Non-Family Trustee. 3. SB Long Term Trust LLC; 251 Little Falls Dr, Wilmington, DE 19808; Management of trust assets; Distribution Manager; 12/15/2020; 1 Hour per Month; Not During Securities; Investment-Related. 4 ) Name of business: Tir Na N'og./ Address: Bahamas./ Investment Related: No./ Nature: rental home./ Role: Proprietor / owner./ Start Date: 2/8/2006./ Time Required: N/A.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-05
• S63 Uniform Securities Agent State Law Examination
  1990-11-15

Other Names

• Patrick Kevin Mcbrien