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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-01-05 |
| NY | RA | APPROVED | 2021-05-03 |
| FL | RA | APPROVED | 2020-09-14 |
| TX | RA | APPROVED | 2012-10-01 |
Branch Locations
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
8181 Communications Pkwy Bldg A, Floor 04, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Banc One Securities Corporation | Houston | TX | 12/2002 | 09/2025 |
| J.P. Morgan Securities Llc | Plano | TX | 10/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-28 |
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