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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-08-15 |
| TX | RA | APPROVED_RES | 2017-03-20 |
| NC | RA | APPROVED | 2012-03-19 |
Branch Locations
3600 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States
25 Calhoun Street Suite 200, Charleston, SC 29401 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Raleigh | NC | 02/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-08 |
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