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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
Branch Locations
85 Broad Street 22Nd,24Th Floor, New York, NY 10004 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 09/2015 | Present |
I AM AN UMPIRE FOR LITTLE LEAGUE INTERNATIONAL BASEBALL. LITTLE LEAGUE IS A GLOBALLY RECOGNIZED 501c3 NON FOR PROFIT ORGANIZATION. I HAVE NO FINANCIAL OR INVESTMENT INTEREST IN THE ORGANIZATION. I DO NO ADVISING TO THE ORGANIZATION ON FINANCIAL MATTERS. TO THE BEST OF MY KNOWLEDGE OPCO & LITTLE LEAGUE INTERNATIONAL DO NOT DO BUSINESS WITH EACH OTHER OR AT LEAST I HAVE NOTHING TO WITH IT. LITTLE LEAGUE INTERNATIONAL IS A YOUTH BASEBALL & SOFTBALL PROGRAM WITH LEAGUES FROM ALL AROUND THE WORLD ASSOCIATED WITH IT. I DO THIS ACTIVITY FROM APRIL-OCTOBER MOSTLY ON SATURDAY & SUNDAY - APPROXIMATELY 6 TO 8 HOURS A WEEK. I AM A VOLUNTEER FOR SOME GAMES & OTHERS I RECEIVE DE MINIMUS PAY OF 55 TO COVER MY EXPENSES. I DO THIS AS A GIVEBACK TO MY COMMUNITY OF COMMACK & HUNTINGTON LITTLE LEAGUE PROGRAMS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-23 |
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