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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-09-19 |
| TX | RA | APPROVED | 2011-06-09 |
| PA | RA | APPROVED | 2010-04-16 |
Branch Locations
808 S Michael St, St Marys, PA 15857-2132 • United States
125 N Franklin St, Titusville, PA 16354-1760 • United States
Erie, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Erie | PA | 04/2010 | 03/2020 |
| Ameriprise Financial Services, Llc | Titusville | PA | 03/2020 | Present |
Business Ownership; bannon financial LLC; i am the acting member of the LLC; the LLC pays the company bills; 604 Nevada Dr, , Erie, PA, 16505; Not Investment-Related; 04/16/2010; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-17 |
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