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Current Employers
Dai Wealth, Llc

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-05
WA RA APPROVED 2024-06-05
NV RA APPROVED 2024-05-29
  • AZ RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-05
  • WA RA
    APPROVED
    Since 2024-06-05
  • NV RA
    APPROVED
    Since 2024-05-29

Branch Locations

Henderson, NV • United States

2800 Century Parkway Ne Suite 650, Atlanta, GA 30345 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Arete Wealth Management Llc Chicago IL 11/2015 05/2024
Dai Securities Llc Atlanta GA 05/2024 Present
Dai Wealth Llc Atlanta GA 05/2024 Present
  • 11/2015 → 05/2024
    Arete Wealth Management Llc
    Chicago, IL
  • 05/2024 → Present
    Dai Securities Llc
    Atlanta, GA
  • 05/2024 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

-Western Portfolio Partners, dba. -Mackie Ranch LLC: Agriculture & Sales; Managing Member. JRAM AIR PARTS, LLC: Holding Company; Managing Member; Start Date 12/22; 0 HRS/MTH; not investment related. -Ranch Holdings, LLC, Owner-Assets holding company, 38 E Washington St C, Kalispell, Montana, 59901, Montana holding company for transport and farm assets. Airplanes, Vehicles, Impliments, etc. 0 HRS/MTH; not investment related. Start Date 6/2023.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-19
  • S66 Uniform Combined State Law Examination
    2016-02-19

View on SEC IAPD

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